DTCC comments on UK MiFID ARM registration

The UK Financial Conduct Authority (FCA) recently approved the formal public registration of DTCC’s Markets in Financial Instruments Directive/Regulation (MiFID/R) UK ARM license, marking a ...
JD Supra

European Securities and Markets Authority Consults on Amendments to Markets in Financial Instruments Directive Research Regime

The European Securities and Markets Authority has published a consultation on amendments to the research provisions in the revised Markets in Financial Instruments Directive following changes ...
CoinTelegraph

Kraken secures MiFID license to offer derivatives in Europe

US crypto exchange Kraken has acquired a Markets in Financial Instruments Directive (MiFID) license for the European Union. With the license, the exchange will be able to offer derivative products to ...
CoinTelegraph

EU begins sorting MiFID-regulated securities out of crypto assets

MiCA passed in 2022, but aspects of it are still being worked out. Defining a financial instrument is a big outstanding question. The European Securities and Markets Authority (ESMA) released two ...
Crowdfund Insider

Airwallex Obtains MiFID License to Launch Yield for Businesses in the Netherlands

Airwallex, a global financial platform for modern businesses, today announced it has received its Markets in Financial Instruments Directive (MiFID) licence from the Dutch Authority for the Financial ...
Bloomberg L.P.

Global Regulatory Brief: Trading and markets, April edition

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities markets. From new MiFID rules in the EU to OTC derivatives reporting in Hong ...